![]() ![]() Sponsors: uncertain market conditions - UKLA/TN/705.2.The sponsor's role on working capital confirmations - UKLA/TN/704.3.Identifying and managing conflicts - UKLA/TN/701.3.Level of disclosure for securities subject to conversion or write-down powers – Primary Market/TN/637.1.Order of information in the prospectus – Primary Market/TN/636.1.FRS 102 Cash Flow Statement Exemptions – FCA/TN/635.1.Financial information on guarantors in debt prospectuses and requests for omission – Primary Market/TN/634.2.Pro forma financial information - Primary Market/TN/633.2.Zero coupon notes – Primary Market/TN/631.2.Choice of home member state under the PD - Primary Market/TN/630.2.Significant change statements - Primary Market/TN/628.3.Prospectus content - financial information - Primary Markets/TN/627.2.Directors' and management disclosures in share prospectuses - Primary Market/TN/626.2.Current trading and trend information - Primary Market/TN/625.2.Operating and financial reviews (OFR) - UKLA/TN/624.1.Documents available for inspection - Primary Market/TN/623.2.Collective investment undertaking prospectuses - portfolio disclosure – Primary Market/TN/622.2.Guidelines on disclosure requirements under the Prospectus Regulation and Guidance on specialist issuers – Primary Market/TN/619.1.In connection with debt issues, you may also wish to refer to our Early Engagement Team and enquiry service. See our contact page for other ways to get guidance on the rules including requests for individual guidance. For a summary of the legal effect of FCA Guidance please see our Reader’s Guide. The guidance notes provide answers to the most common queries we receive and they are intended to provide FCA Guidance. Pending completion of these updates, please apply the guidance in the technical notes and procedural notes below to prospectuses and other listing documents (as applicable), to the extent that the guidance in the notes remains compatible with the Prospectus Regulation. We're doing this in stages as we need to update around a third of the 93 current technical and procedural notes. We are also continuing to update our Knowledge Base to reflect the changes to the regime made by the EU Prospectus Regulation, which came into full effect from 21 July 2019. Pending these updates, we expect firms and other market participants to sensibly and purposefully interpret references to EU or EU-derived law in light of the provisions of the European Union (Withdrawal) Act 2018 and any changes to the underlying provision as it is preserved or converted into UK law.įor more information, see our approach to non-Handbook guidance where it relates to EU law or EU-derived law, and our pages about equivalence of non-UK regimes and shareholding notification and disclosure for information relating to changes to the Disclosure Guidance and Transparency Rules as a result of EU withdrawal. The Knowledge Base materials on this page have not yet been updated to reflect changes to our Handbook and the adoption of UK versions of relevant EU legislation (such as the Prospectus Regulation and the Market Abuse Regulation) which came into effect at the end of the Brexit transition period on 31 December 2020. Application of Knowledge Base materials (such as technical notes and procedural notes) under the Prospectus Regulation and following the end of the Brexit transition period ![]()
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